The Company functions under the overall guidance and governance of its Board of Directors and the procedure followed for its decision making process, including channels of supervision is in terms of various policy guidelines and delegation of powers approved by the Board.
Decisions are taken at various levels by different departmental heads depending upon the nature of decision and also through committee approach.
The Company has in place well defined rules and procedures for various business lines including policy documents, circulars, guidelines, etc. the Company also adheres to various regulations, laws and norms as used by the Securities and Exchange Board of India and the stock exchanges/ Depositories.
IDBI Capital follows the a/c opening norms as laid down by SEBI/ Depositories/ Exchanges. IDBI Capital maintains various documents such as KYC Details to open a demat & trading account and various other supporting documents related to it. It also maintains various other documents/ data related to its day to day activities as may be required by the regulations.